Lijuan (SFC:ATN170) Yang
楊麗娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lijuan (SFC:ATN170) Yang (楊麗娟), a licensed former licensee with CE reference ATN170. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2015-03-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-11 | 2012-03-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-11 | 2012-03-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-11 | 2012-03-22 |