Aki Kim
金亞紀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aki Kim (金亞紀), a licensed former licensee with CE reference ATM633. This person has 0.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2011-03-14 | 2011-07-01 |
| De Riva Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-03-14 | 2011-07-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-27 | 2011-02-16 |
| Macquarie Asia Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-27 | 2011-02-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-10 | 2009-09-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-08-10 | 2009-09-10 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-10 | 2009-09-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Aki Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.