Ricardo Lorenzana Diaz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricardo Lorenzana Diaz ( ), a licensed former licensee with CE reference ATM321. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-10-03 | 2024-10-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-05-08 | 2017-05-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-08-06 | 2016-03-21 |