Robert Michael Lea
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Michael Lea ( ), a licensed former licensee with CE reference ATL432. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-13 | 2014-08-14 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-07 | 2012-08-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-07-31 | 2011-04-29 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-07-31 | 2011-04-29 |