Robert Michael Lea

CE No. ATL432 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Michael Lea (), a licensed former licensee with CE reference ATL432. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 4 - Advising on securities 2014-06-13 2014-08-14
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 4 - Advising on securities 2011-07-07 2012-08-14
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2009-07-31 2011-04-29
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2009-07-31 2011-04-29

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