Edward Yen

CE No. ATJ152 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Yen (), a licensed former licensee with CE reference ATJ152. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2017-01-05 2018-08-15
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2016-10-27 2016-11-02
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2016-08-15 2016-08-17
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2016-06-30 2016-07-08
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2016-03-08 2016-03-15
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2016-01-22 2016-01-28
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2015-10-26 2015-11-02
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2015-06-05 2015-06-12
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2015-04-02 2015-04-10
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2009-07-24 2010-08-13

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