Edward Yen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Yen ( ), a licensed former licensee with CE reference ATJ152. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-01-05 | 2018-08-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-10-27 | 2016-11-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-08-15 | 2016-08-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-06-30 | 2016-07-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-03-08 | 2016-03-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-01-22 | 2016-01-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-10-26 | 2015-11-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-06-05 | 2015-06-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-04-02 | 2015-04-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-07-24 | 2010-08-13 |