Yue (SFC:ATI938) Zhuo
卓越
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:ATI938) Zhuo (卓越), a licensed former licensee with CE reference ATI938. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-09-02 | 2017-02-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-02-22 | 2014-08-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2011-02-22 | 2014-08-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-15 | 2011-01-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-07-15 | 2011-01-31 |