Esther Mei Shan Liu
廖美珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Esther Mei Shan Liu (廖美珊), a licensed former licensee with CE reference ATI925. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2015-05-05 | 2025-02-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-14 | 2012-06-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-20 | 2010-05-01 |