Kok Mun Leong
梁國文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Mun Leong (梁國文), a licensed former licensee with CE reference ATI607. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-17 | 2015-04-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-06-17 | 2015-04-22 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2013-06-17 | 2015-04-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-07-16 | 2013-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-07-16 | 2013-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-07-16 | 2013-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-07-16 | 2013-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-16 | 2013-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-16 | 2013-03-12 |