James Finbar O'Sullivan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Finbar O'Sullivan ( ), a licensed former licensee with CE reference ATI586. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-07-29 | 2009-08-21 |