Roy Wei-Chien Diao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Wei-Chien Diao ( ), a licensed former licensee with CE reference ATI404. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-02-13 | 2025-01-24 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-02-13 | 2025-01-24 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-14 | 2010-10-14 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-13 | 2009-08-13 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-13 | 2009-08-13 |