Wing Sze Liu
廖穎思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze Liu (廖穎思), a licensed former licensee with CE reference ATI403. This person has 5.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-24 | 2014-08-15 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 9 - Asset management | 2011-02-24 | 2014-08-15 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-14 | 2011-01-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Sze Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.