Philip Julian Magnus Finch
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Julian Magnus Finch ( ), a licensed former licensee with CE reference ATI170. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-11 | 2019-01-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-08-13 | 2018-08-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-22 | 2018-01-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-07-22 | 2016-03-19 |