Hanting Li
李涵汀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hanting Li (李涵汀), a licensed former licensee with CE reference ATI121. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-08-08 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-08-08 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-08-08 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2017-08-08 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2017-08-08 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2017-08-08 | 2024-03-04 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-30 | 2017-08-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-13 | 2016-06-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-07-13 | 2016-06-24 |