Penelope Bromell Heard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Penelope Bromell Heard, a licensed former licensee with CE reference ATH473. This person has 3.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-26 | 2012-06-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-06-30 | 2012-06-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-06-30 | 2012-06-19 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-06-30 | 2010-08-26 |