Chih-Chieh Chen
陳志傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chih-Chieh Chen (陳志傑), a licensed former licensee with CE reference ATH471. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-08 | 2020-10-19 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-08 | 2020-10-19 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-08 | 2020-10-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-01 | 2016-10-06 |