Prateek Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prateek Agarwal, a licensed former licensee with CE reference ATD855. This person has 8.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mighty Divine Investment Management Limited | RO | Type 9 - Asset management | 2014-04-11 | 2019-04-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-19 | 2012-09-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-19 | 2012-09-14 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Prateek Agarwal during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.