Richard Oliver Henry Smerin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Oliver Henry Smerin, a licensed Representative with CE reference ATD515. Currently licensed at 1 firm(s): Citadel Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 16.8 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2026-06-03 | present |
| Citadel Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2026-06-03 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-14 | 2026-02-06 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 - Dealing in securities | 2024-06-14 | 2026-02-06 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 - Dealing in futures contracts | 2024-06-14 | 2026-02-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 4 - Advising on securities | 2024-06-14 | 2026-02-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-06-14 | 2026-02-06 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 7 - Providing automated trading services | 2024-06-14 | 2026-02-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2013-07-24 | 2024-06-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2024-06-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-22 | 2024-06-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2009-06-22 | 2024-06-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2009-06-22 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-06-22 | 2013-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2009-06-22 | 2010-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Oliver Henry Smerin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.