Florence Yue San Au
區雨生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Florence Yue San Au (區雨生), a licensed former licensee with CE reference ATD405. This person has 1.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-20 | 2011-01-11 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-20 | 2011-01-11 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-17 | 2010-04-15 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-17 | 2010-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Florence Yue San Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.