Ling Dai
戴岭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Dai (戴岭), a licensed former licensee with CE reference ATC265. This person has 5.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-04-16 | 2016-03-02 |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-07-25 | 2014-05-12 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-10-12 | 2013-05-03 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-22 | 2009-07-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-22 | 2009-07-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-06-22 | 2009-07-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling Dai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.