John Stephen Fahy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Stephen Fahy ( ), a licensed former licensee with CE reference ATC133. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2013-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-06-04 | 2013-09-28 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-06-04 | 2010-09-06 |