Kai Pong Lo
盧啟邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Pong Lo (盧啟邦), a licensed former licensee with CE reference ATB616. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-16 | 2012-08-17 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-09 | 2011-01-15 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-01 | 2010-11-01 |