Yiu Man (SFC:ATB477) Chan
陳耀文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Man (SFC:ATB477) Chan (陳耀文), a licensed former licensee with CE reference ATB477. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-26 | 2016-10-23 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-26 | 2016-10-23 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-18 | 2011-01-12 |