Ka Lai (SFC:ASZ668) Chan
陳家澧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lai (SFC:ASZ668) Chan (陳家澧), a licensed former licensee with CE reference ASZ668. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Securities Limited 創陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2025-12-04 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-05 | 2017-06-19 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-05 | 2011-08-13 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-05 | 2009-11-23 |