Qiong (SFC:ASZ115) Wu
吳琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiong (SFC:ASZ115) Wu (吳琼), CE reference ASZ115. Currently licensed at 2 firm(s): BOCI Research Limited, BOCI Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 |
RO | Type 4 — Advising on securities | 2017-03-27 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-27 | present |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-15 | 2017-03-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-20 | 2017-03-27 |