Lynden Karl Howie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lynden Karl Howie, a licensed former licensee with CE reference ASY375. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2011-01-11 | 2011-04-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-05-18 | 2011-01-11 |