Xiao Juan Li

李曉娟
CE No. ASS795 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Juan Li (李曉娟), a licensed Responsible Officer with CE reference ASS795. Currently licensed at 1 firm(s): Kapok Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Kapok Capital Management Limited
RO Type 4 — Advising on securities 2024-12-12 present
Kapok Capital Management Limited
RO Type 9 — Asset management 2024-12-12 present

Related