Ying (SFC:ASS668) Cao
曹穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:ASS668) Cao (曹穎), a licensed former licensee with CE reference ASS668. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-04-06 | 2009-05-04 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-04-06 | 2009-05-04 |