Ying (SFC:ASS480) Li
李迎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:ASS480) Li (李迎), a licensed former licensee with CE reference ASS480. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-09 | 2012-07-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-10 | 2012-07-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-10 | 2012-07-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-02 | 2011-05-01 |