Ji (SFC:ASS293) Li
李驥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji (SFC:ASS293) Li (李驥), a licensed former licensee with CE reference ASS293. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-31 | 2012-06-13 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-03-31 | 2012-06-13 |