Wai Kin (SFC:ASP979) Yuen
袁偉健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin (SFC:ASP979) Yuen (袁偉健), a licensed former licensee with CE reference ASP979. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-14 | 2025-11-11 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-03-14 | 2025-11-11 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-03 | 2025-03-14 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-05-03 | 2025-03-14 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-04-29 | 2023-11-16 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-02 | 2022-04-29 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2023-11-16 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-19 | 2017-02-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-11 | 2010-08-15 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-23 | 2009-10-31 |