Yannick Christian Le Goff
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yannick Christian Le Goff ( ), a licensed former licensee with CE reference ASO642. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2019-03-13 | 2021-02-01 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-03-13 | 2021-02-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-01 | 2016-04-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-04-01 | 2016-04-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-04-01 | 2016-04-15 |