Praveen Bharathi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Praveen Bharathi ( ), a licensed former licensee with CE reference ASO504. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2009-03-16 | 2014-08-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2009-03-16 | 2014-08-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 5 - Advising on futures contracts | 2009-03-16 | 2014-08-25 |