Jin Shimoyamada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Shimoyamada ( ), a licensed former licensee with CE reference ASO413. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-14 | 2010-12-16 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-14 | 2010-12-16 |