Matthew Christopher Unsworth

CE No. ASN959 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Christopher Unsworth, a licensed former licensee with CE reference ASN959. This person has 0.6 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
THK Capital Group Limited RO Type 1 - Dealing in securities 2022-03-16 2022-09-16
THK Capital Group Limited RO Type 4 - Advising on securities 2022-03-16 2022-09-16
THK Capital Group Limited RO Type 9 - Asset management 2022-03-16 2022-09-16
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2009-03-06 2009-04-08
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2009-03-06 2009-04-08
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2009-03-06 2009-04-08

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Matthew Christopher Unsworth during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Jonathan William Trevor Sleath THK Capital Group Limited 2022
Mark Andrew Tinker THK Capital Group Limited 2022
Wai Chun Yuen THK Capital Group Limited 2022
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