Matthew Christopher Unsworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Christopher Unsworth, a licensed former licensee with CE reference ASN959. This person has 0.6 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| THK Capital Group Limited | RO | Type 1 - Dealing in securities | 2022-03-16 | 2022-09-16 |
| THK Capital Group Limited | RO | Type 4 - Advising on securities | 2022-03-16 | 2022-09-16 |
| THK Capital Group Limited | RO | Type 9 - Asset management | 2022-03-16 | 2022-09-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-03-06 | 2009-04-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-03-06 | 2009-04-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-03-06 | 2009-04-08 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Matthew Christopher Unsworth during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Jonathan William Trevor Sleath | THK Capital Group Limited | 2022 |
| Mark Andrew Tinker | THK Capital Group Limited | 2022 |
| Wai Chun Yuen | THK Capital Group Limited | 2022 |