Derek Guy Harris

CE No. ASN949 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Guy Harris (), a licensed former licensee with CE reference ASN949. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2009-03-09 2010-06-01
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2009-03-09 2010-06-01

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