Jun (SFC:ASN928) Chen
陳峻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun (SFC:ASN928) Chen (陳峻), a licensed Responsible Officer with CE reference ASN928. Currently licensed at 1 firm(s): Square Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Square Capital Management Limited 時石資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-15 | present |
| Square Capital Management Limited 時石資產管理有限公司 |
RO | Type 9 — Asset management | 2019-07-15 | present |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-28 | 2017-03-16 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-21 | 2014-06-14 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2011-09-21 | 2014-06-14 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2011-09-21 | 2014-06-14 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-01 | 2010-08-07 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-10 | 2010-08-07 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-10 | 2010-08-07 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-03-10 | 2010-08-07 |