Gloria Tsz Ying Chan
陳芷盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gloria Tsz Ying Chan (陳芷盈), CE reference ASN823. Currently licensed at 1 firm(s): Midland Wealth Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-30 | present |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-30 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2022-08-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-10 | 2010-06-09 |