Joanna Wai Fong Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Wai Fong Lau (劉慧芳), a licensed Representative with CE reference AJC668. Currently licensed at 1 firm(s): Midland Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 22.8 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-08 | present |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-08 | present |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-07 | 2021-10-08 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-03-07 | 2021-10-08 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-19 | 2017-03-07 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-19 | 2017-03-07 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2009-09-30 | 2010-01-25 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2003-09-19 | 2010-01-25 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | 2003-09-19 | 2010-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joanna Wai Fong Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.