Joanna Wai Fong Lau
劉慧芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Wai Fong Lau (劉慧芳), CE reference AJC668. Currently licensed at 1 firm(s): Midland Wealth Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-08 | present |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-08 | present |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-07 | 2021-10-08 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-03-07 | 2021-10-08 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-19 | 2017-03-07 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-19 | 2017-03-07 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2009-09-30 | 2010-01-25 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2003-09-19 | 2010-01-25 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2003-09-19 | 2010-01-25 |