Keith Leslie Hayes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Leslie Hayes ( ), a licensed former licensee with CE reference ASM424. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2011-02-15 | 2014-06-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 4 — Advising on securities | 2009-05-27 | 2014-06-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2009-03-09 | 2009-05-27 |