Fan Ching Ng
吳藩正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Ching Ng (吳藩正), a licensed former licensee with CE reference ASM302. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2009-12-09 | 2010-08-07 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-18 | 2010-08-07 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-21 | 2010-08-07 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-26 | 2009-04-03 |