Josephine Jisoo Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Jisoo Kim ( ), a licensed former licensee with CE reference ASL685. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2014-06-25 | 2018-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2021-10-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-07-12 | 2021-10-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-07-12 | 2021-10-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-12 | 2010-09-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-20 | 2010-04-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-02-20 | 2010-04-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-02-20 | 2010-04-09 |