Josephine Jisoo Kim

CE No. ASL685 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Jisoo Kim (), a licensed former licensee with CE reference ASL685. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch Far East Limited Rep Type 7 - Providing automated trading services 2014-06-25 2018-11-01
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2010-09-06 2021-10-13
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2010-07-12 2021-10-13
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2010-07-12 2021-10-13
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2010-07-12 2010-09-06
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2009-02-20 2010-04-09
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2009-02-20 2010-04-09
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 - Providing automated trading services 2009-02-20 2010-04-09

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