Wai Leung (SFC:ASK745) Chan
陳韋良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leung (SFC:ASK745) Chan (陳韋良), a licensed former licensee with CE reference ASK745. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-10 | 2019-04-29 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-10 | 2019-04-29 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-28 | 2017-10-13 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-20 | 2017-10-13 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-04 | 2015-04-20 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-12 | 2013-02-12 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2009-02-11 | 2010-11-04 |