Ming Xu
徐嗚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Xu (徐嗚), a licensed former licensee with CE reference ASK599. This person has 9.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-08-16 | 2018-06-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-12 | 2011-07-16 |