Chin Su
蘇進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Su (蘇進), a licensed former licensee with CE reference ASJ711. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2010-10-29 | 2020-09-14 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-03 | 2010-10-29 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2010-06-30 | 2020-09-14 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2010-06-30 | 2010-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-01-29 | 2010-06-30 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-01-29 | 2010-06-30 |