Thomas Matthew Buchanan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Matthew Buchanan ( ), a licensed former licensee with CE reference ASJ685. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-02-26 | 2025-02-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-02-03 | 2023-02-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-01-29 | 2021-11-12 |