Charles Peter Alexander Nissen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Peter Alexander Nissen ( ), a licensed former licensee with CE reference ASI132. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-25 | 2011-10-21 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-25 | 2011-10-21 |