Xiaming Li
李夏明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaming Li (李夏明), a licensed former licensee with CE reference ASH978. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2012-05-25 | 2012-06-19 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2012-05-25 | 2012-06-19 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-27 | 2012-04-12 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2009-04-27 | 2012-04-12 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-20 | 2012-04-12 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-01-20 | 2012-04-12 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2009-01-20 | 2012-04-12 |