Xiaming Li

李夏明
CE No. ASH978 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaming Li (李夏明), a licensed former licensee with CE reference ASH978. This person has 3.3 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Natixis Asia Limited Rep Type 1 - Dealing in securities 2012-05-25 2012-06-19
Natixis Asia Limited Rep Type 4 - Advising on securities 2012-05-25 2012-06-19
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 4 - Advising on securities 2009-04-27 2012-04-12
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 9 - Asset management 2009-04-27 2012-04-12
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 1 - Dealing in securities 2009-01-20 2012-04-12
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 4 - Advising on securities 2009-01-20 2012-04-12
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 9 - Asset management 2009-01-20 2012-04-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sukhdeep Singh Sandhu Natixis Asia Limited 2012
Kwok On Lo Natixis Asia Limited 2012
Lingzhu Yu Steiner Natixis Asia Limited 2012
Kuan Cheng Liu Natixis Asia Limited 2012
Zhongliang Zou Natixis Asia Limited 2012
Chan Wook Lee Natixis Asia Limited 2012
Yunyan Chen Natixis Asia Limited 2012
Guillaume Calvino Natixis Asia Limited 2012
Xiaoxu Chen Natixis Asia Limited 2012
Hermione Hon Man Chan Natixis Asia Limited 2012
Xin Chen Natixis Asia Limited 2012
Joseph Oscar Chan Natixis Asia Limited 2012
Benoit Marie Patrice Andre de Villele Natixis Asia Limited 2012
Timothy Sean Duffy Natixis Asia Limited 2012
Pooja Dhyani Natixis Asia Limited 2012
Allister-Ann Alexia Diane Flandrin Natixis Asia Limited 2012
Thierry Aymard Paul Guinard Natixis Asia Limited 2012
Francis Pok To Jim Natixis Asia Limited 2012
Sylvia Ching Yan Luk Natixis Asia Limited 2012
Jing Liu Natixis Asia Limited 2012
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