Jonathan Matthew Wharton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Matthew Wharton ( ), a licensed former licensee with CE reference ASH868. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-02-03 | 2010-03-20 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2009-02-03 | 2010-03-20 |