Gavin Brent Marriott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gavin Brent Marriott ( ), a licensed former licensee with CE reference ASH807. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-11-06 | 2018-11-07 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-03-07 | 2011-03-11 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-11-22 | 2010-11-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-01-20 | 2009-01-24 |