Anthony Peter James
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Peter James ( ), a licensed former licensee with CE reference ASH598. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-19 | 2010-01-15 |